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Lifting operations · provider assurance

Third-Party Inspection Body & Load-Test Credential Audit

Audit the provider before appointment, and audit every examination or load-test certificate before the crane is released. Five gates cover accreditation and scope, the named inspector and approved signatory, calibration and test method, certificate credibility, and the Dubai and Abu Dhabi acceptance route.

Do not rely on a company logo, a sales statement or a generic ISO certificate. Verify the current accreditation status, the exact scope, the named inspector and signatory authority, instrument calibration, the exact crane identity and configuration, the test method and the authority or client acceptance. A valid accreditation certificate is not proof that every branch, person, test or report is within scope.

Project, crane and provider dashboard

Audit disposition

Audit checks

48

Passed

0/48

Holds / fails

0 / 0

Provider decision

Not yet accepted

Audit gates (48 checks)

Gate A — Legal identity, accreditation and scope

Verify official accreditation and plot-specific acceptance before the inspection body is appointed.

A1Legal identityOpen

Trade or professional licence, legal name and address, operating branch and registration details.

Pass criterionThe issuer named on the accreditation, on the certificate and in the contract is the same legal entity, and any branch or subcontract arrangement is disclosed.

A2Accreditation[1] EIACOpen

Current accreditation certificate, accreditation number, scope schedule and status.

Pass criterionStatus is active and independently verified through the official source — not from a copy supplied by the provider.

A3Standard[1] EIACOpen

The accreditation is for inspection-body activity under ISO/IEC 17020.

Pass criterionAccreditation is for an inspection body, not only for training, consultancy or product certification.

A4Scope — equipment[2] ETR 06Open

Scope expressly covers tower cranes / Class A1 powered lifting machines.

Pass criterionThe scope names the equipment class. Generic “lifting equipment” wording is not accepted as coverage.

A5Scope — activity[2] ETR 06Open

Scope covers the actual examination, functional, load, proof and safety-device testing, lifting accessories and NDT where proposed.

Pass criterionEvery proposed activity is explicitly inside scope, or is covered by a separately accepted accredited provider.

A6Scope — locationOpen

The operating branch, site and named people are covered by the accreditation.

Pass criterionNo undisclosed subcontracting and no out-of-branch working.

A7Independence[2] ETR 06Open

Independence declaration and the relationship with the crane owner, maintenance provider and erection contractor.

Pass criterionNo unmanaged conflict: inspection, review and result approval are independent of any repair, consultancy or test-service interest.

A8Authority acceptanceOpen

Written acceptance, approved-provider list or portal confirmation for the emirate, free zone, port, developer or client.

Pass criterionThe provider and the proposed service are accepted for this plot and project. Accreditation alone does not replace an authority or contract approval.

A9Quality systemOpen

Internal audit, management review, complaint and nonconformance process.

Pass criterionCurrent quality-system evidence is available on request.

A10InsuranceOpen

Professional indemnity and liability coverage.

Pass criterionCoverage meets the contract and project requirement and is current.

Gate B — Inspector, signatory and technical competence

Audit people by name, not only by company credentials.

B1Field inspectorOpen

Name, ID, employer, role and scope authorisation for the named inspector.

Pass criterionThe inspector is employed or authorised by the inspection body for this exact tower-crane activity.

B2CompetenceOpen

CV, engineering or technical qualification, lifting-equipment inspection training and experience.

Pass criterionCompetence is evidenced and traceable to the individual and the scope, not to the company.

B3Class A signatory[2] ETR 06Open

Named approved signatory, Category 1 evidence, education, training, experience and signature specimen.

Pass criterionThe Class A inspection certificate is signed or endorsed by an approved Category 1 signatory, or through the required direct-supervision route.

B4AuthorisationOpen

Inspection-body competence and authorisation matrix.

Pass criterionThe matrix identifies the person, the equipment category and the work they may perform and sign.

B5SignatureOpen

Certificate signature or endorsement against the specimen on file.

Pass criterionThe signature on the certificate matches the named approved signatory.

B6Operator verification[2] ETR 06Open

Test operator licence or competence, and the inspection body's record of verifying it.

Pass criterionThe inspection body records operator competence relevant to the testing, where applicable.

B7NDT[2] ETR 06Open

Level II competence for the NDT method used, plus review of the NDT records.

Pass criterionNDT personnel and method match the required examination and the authority or OEM direction.

B8Independence at project levelOpen

Who inspects, who tests, who repairs, who approves the result, and any common ownership.

Pass criterionThe inspector or signatory is not approving their own repair or consultancy work without a documented independent control.

B9Fitness and availabilityOpen

Role suitability, identity and availability on the actual test date.

Pass criterionRecords are current, relevant and traceable to the individual and the test.

Gate C — Test equipment, method and site controls

Audit the actual planned test, the instruments and the site controls — not just the final certificate.

C1Procedure[2] ETR 06Open

Controlled work order identifying the crane, location, scope, instructions, client contact and prior inspection information.

Pass criterionThe test is planned for the actual crane and configuration; no generic procedure is substituted.

C2Technical information[2] ETR 06Open

Current OEM manual and load chart, configuration, foundation and tie drawings, prior reports, defects and maintenance history.

Pass criterionThe inspection body reviewed the technical file and previous issues before issuing any certificate.

C3Test methodOpen

Approved method or RAMS with test configuration and load, standards and OEM references, sequence, limits, stop criteria and release route.

Pass criterionThe method is approved and specific — never a generic proof-load percentage carried over from another project.

C4Instrument traceability[2] ETR 06Open

Load-cell, weight and gauge IDs, calibration certificates, capacity and range, due dates and accredited-laboratory traceability.

Pass criterionEvery critical instrument is current, identifiable, suited to the test range and traceable to SI through a recognised accredited laboratory.

C5Instrument check[2] ETR 06Open

Functional check of sensitive equipment after set-up at site.

Pass criterionThe site functional check is performed and recorded before the test proceeds.

C6Test loadOpen

Load calculation, actual weights or load cells, rigging, centre of gravity and configuration evidence.

Pass criterionThe load and method match the OEM, the inspection-body procedure and the approved authority or client condition.

C7Crane identificationOpen

Serial, model and registration, height, jib, ties, load chart and the actual erected configuration.

Pass criterionCrane identity and configuration match the work order and the certificate to be issued.

C8OperatorOpen

Competent operator available and documented for the required test operations.

Pass criterionOperator competence is verified and recorded before testing starts.

C9Site controlOpen

Exclusion zone, public and traffic interface, urban interface, other cranes and adjacent works.

Pass criterionApproved controls are active before the test begins.

C10Weather and communicationOpen

Weather and anemometer readings, communications, emergency and rescue arrangements and the stop-work route.

Pass criterionConditions and arrangements are suitable for the approved test, with a stated stop condition.

C11Defect control[2] ETR 06Open

Nonconformance, failed device or test, instrument issue or uncertain equipment identity.

Pass criterionStop or hold: the crane or accessory is not released until corrective action, re-inspection or re-test and a documented release are complete.

Gate D — Certificate and report credibility

Audit the certificate against the field evidence. This gate is not a substitute for the full ETR 06 mandatory-content list — audit every field required by the standard and the authority format in force.

D1Certificate identityOpen

Document designation, unique ID, issue date and controlled revision.

Pass criterionThe document is clearly designated as an inspection report or certificate with a unique, traceable identity.

D2IssuerOpen

Legal name, address, accreditation and status of the issuing body.

Pass criterionThe issuer matches the provider verified at Gate A, with an authorised signatory.

D3ClientOpen

Client, crane owner and contractor identification.

Pass criterionThe parties are correctly and unambiguously identified.

D4Crane identityOpen

Manufacturer, model, serial or registration, configuration, location and critical components.

Pass criterionThe equipment described is the equipment inspected — a certificate describing a different configuration is not evidence for this crane.

D5Scope and dateOpen

Inspection or test type and dates, standards and OEM method, tested configuration and actual results.

Pass criterionScope, method and results are recorded, not implied.

D6Findings and restrictionsOpen

Pass or fail, defects, restrictions or derating, corrective action and return-to-service condition.

Pass criterionThe finding is unambiguous, and no conditional or failed result is treated as an operational release.

D7Signatory[2] ETR 06Open

Approved signatory or endorsement on the certificate.

Pass criterionThe signatory aligns with the scope and person evidence audited at Gate B.

D8ValidityOpen

Expiry or next-due date and the applicable periodic requirement.

Pass criterionValidity and next-due control are stated and meet the authority, client and OEM requirement.

D9Cross-checkOpen

Certificate against the field checklist, work order, instrument IDs and calibrations, photographs and actual site configuration.

Pass criterionEvery source record agrees with the certificate.

D10Authority and client[2] ETR 06Open

Certificate format and provider acceptance by the authority, developer or client.

Pass criterionAcceptance evidence is retained with the certificate. A certificate lacking required detail may be rejected by the emirate authority.

Gate E — Dubai and Abu Dhabi authority acceptance

Confirm the exact authority, the provider acceptance and the ongoing inspection requirements before release.

E1Abu Dhabi[3] ADM 001/2021Open

ADM / DMT crane permit, approved drawings and approved third-party provider acceptance.

Pass criterionAnnual inspection by an approved third party is in place for all cranes.

E2Abu Dhabi[3] ADM 001/2021Open

Lifting-accessory inspection interval and certificate linkage.

Pass criterionSix-month inspection of lifting gear is evidenced and linked to the accessory register.

E3Abu Dhabi[3] ADM 001/2021Open

Maintenance and inspection records.

Pass criterionMonthly third-party maintenance and daily / weekly competent-person reports remain available on request.

E4DubaiOpen

Current Dubai Municipality acceptance route for the crane, examination and the inspection body.

Pass criterionWritten acceptance is obtained for the actual plot and scope, not inferred from an EIAC scope statement.

E5DubaiOpen

DCAA / airport, Civil Defence and developer conditions affecting the crane, certification or test interface.

Pass criterionEvery condition is captured in the project conditions register with a validity date.

E6Special jurisdictionOpen

Trakhees, DDA, port, airport, master developer or free-zone approved-provider, notification or recording route.

Pass criterionThe route is confirmed before release, with named contact and reference.

E7All projectsOpen

Scope of the project approval versus the provider and service actually used.

Pass criterionThe approval is for this exact provider and service; a generic certification provider is not assumed to be accepted.

E8All projectsOpen

Change management on major repair, configuration, height, tie or mast change, or after an incident.

Pass criterionA re-audit, re-inspection or re-test and an updated authority decision are triggered and recorded.

Entries are saved in this browser only. Use the workbook download for a shared, auditable project copy with the findings and CAPA register.

Risk rating and decision

RatingExamplesAudit disposition
CriticalNo valid or accepted accreditation or scope; a forged or suspect certificate; unknown crane identity; expired or missing calibration; an unapproved signatory; a failed safety-critical test or device.Reject, stop work and quarantine. Notify the project and the authority per procedure, appoint an accepted provider and re-examine or re-test.
HighScope ambiguity, an expired certificate or permit, a missing test plan, an unresolved prior defect, insufficient site controls or an incomplete certificate.Hold pending evidence or correction. No operational release.
MediumA record gap without immediate safety impact, partial traceability, or an overdue non-critical supporting document.Correct before final acceptance and close with evidence.
LowA formatting or minor administrative issue where the technical evidence is complete and credible.Record and correct; supervisor close-out.

Controlled audit pack

Scope and limitations

  • This is a credential and evidence audit framework. It approves neither a crane nor a test by itself.
  • Manufacturer instruction, project engineering, authority conditions and the independent inspection findings always prevail over this audit.
  • A valid accreditation certificate is not proof that every branch, person, test or report is within scope — verify status, scope, people, instruments and acceptance separately.
  • Dubai rows are written as confirmation gates: obtain the current Dubai Municipality, DCAA, Civil Defence, free-zone or developer acceptance for the exact plot rather than inferring it from an accreditation scope.
  • Reconfirm accreditation status, scope and authority acceptance at every new configuration, test or provider change.

References

Official sources last checked 24 August 2026. Always revalidate current requirements with the project authority before acting.

  • [1] EIAC — Inspection BodiesISO/IEC 17020 accreditation and lifting-equipment inspection-body requirements. Official source
  • [2] MoIAT / ENAS — ETR 06Class A1 crane framework, inspector and signatory competence, calibration, testing, defect control and certificate / report requirements. Official source
  • [3] DMT / Abu Dhabi City Municipality — Circular 001/2021Annual approved third-party crane inspection, six-month lifting-gear inspection, monthly maintenance and record availability. Official source
  • [4] Dubai and special-jurisdiction conditionsCurrent Dubai Municipality, DCAA, Civil Defence, Trakhees, DDA, port and developer conditions and provider acceptance for the exact plot.

Next step

Turn this into evidence you can hand over

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