Part H — High-Risk Works
Utility strike prevention
Workbook section 79
Owner
HSE Manager / Document Controller
Review / trigger
Annual review; update immediately if legal, authority, project, client, or scope requirements change.
Primary references
Plans TOC - Part H; H - Utility Strike Prevention; Plan H79 Underground and Overhe
Checkpoints
87
| # | Area | Checkpoint / Requirement | Evidence / Acceptance Criteria | Responsible | Frequency |
|---|---|---|---|---|---|
| 1 | Pre-Excavation Planning | Utility owner site walk-down conducted jointly with DEWA/Etisalat representative prior to deep excavation near critical assets | Joint site walk-down minutes signed by authority representative | Project Engineer | Prior to deep excavation |
| 2 | Pre-Excavation Planning | Historical strike/incident data for the area reviewed with local municipality records before planning excavation route | Historical incident review report | HSE Manager | Prior to excavation |
| 3 | Pre-Excavation Planning | Utility crossing points identified and cross-referenced with MEP shop drawings for clash detection | Clash detection report with utility overlay | Design Coordinator | Prior to excavation |
| 4 | Pre-Excavation Planning | Standby authority representative requested for excavation within critical high-voltage cable corridors | Authority attendance confirmation record | Project Manager | Prior to excavation near HV cables |
| 5 | Pre-Excavation Planning | Excavation sequence plan reviewed to ensure deepest/most critical utility crossings are exposed first under supervision | Approved excavation sequence drawing | Site Engineer | Prior to excavation |
| 6 | Pre-Excavation Planning | Weather and ground condition suitability checked before deploying GPR survey equipment | GPR pre-survey condition checklist | Utility Survey Engineer | Prior to each GPR survey |
| 7 | Excavation Marking | Utility marking re-verified and refreshed after rainfall or site disturbance that may erase paint markers | Re-marking inspection log with date and photos | Site Supervisor | After rainfall/disturbance |
| 8 | Excavation Marking | Marker posts installed at utility crossing points along open trench length for ongoing visibility | Marker post installation photographic record | Site Supervisor | Prior to trench opening |
| 9 | Excavation Marking | Utility marking legend cross-checked with authority-issued colour code standard to avoid misinterpretation | Legend verification checklist signed by HSE Officer | HSE Officer | Prior to excavation |
| 10 | Excavation Marking | Exposed utility sections physically supported/slung to prevent sagging or damage during adjacent excavation | Support/sling installation inspection record | Site Engineer | During excavation near exposed utility |
| 11 | Overhead Line Precautions | Insulated barrier matting or covers installed on exposed low-voltage conductors within reach of site personnel | Insulated cover installation inspection record | Electrical Supervisor | Prior to works near LV conductors |
| 12 | Overhead Line Precautions | Height of tallest mobile plant checked against overhead line clearance chart before mobilisation to site zone | Plant height verification log against clearance chart | Plant Supervisor | Prior to plant mobilisation |
| 13 | Overhead Line Precautions | Spotter positioned with direct line of sight and radio contact with operator during works beneath overhead lines | Spotter deployment record with radio check log | Site Supervisor | Each shift near overhead lines |
| 14 | Overhead Line Precautions | Warning signage indicating overhead line hazard erected at approach points to the work area | Signage placement inspection photo | HSE Officer | Prior to works commencement |
| 15 | Mechanical Excavation Controls | Excavation exclusion zone barricaded and signposted to prevent unauthorised plant entry | Barricade and signage inspection record | Site Supervisor | Daily |
| 16 | Mechanical Excavation Controls | Excavator operator holds valid competency card specific to utility-sensitive excavation works | Valid operator competency card on file | HSE Manager | Prior to deployment |
| 17 | Mechanical Excavation Controls | Daily pre-excavation briefing conducted covering known utility locations and depth for that day's work front | Signed daily briefing record | Site Supervisor | Daily |
| 18 | Mechanical Excavation Controls | Excavation work halted and area made safe when visibility or lighting conditions compromise utility identification | Work stoppage log with justification recorded | Site Supervisor | As required |
| 19 | Mechanical Excavation Controls | Trench box/shoring installed does not obstruct visual verification of exposed utility lines | Shoring installation inspection checklist | Site Engineer | Prior to shoring installation |
| 20 | Emergency Response | Utility strike drill scenario includes simulated authority notification call to verify contact list accuracy | Drill report with call verification log | HSE Manager | Semi-annually |
| 21 | Emergency Response | Site emergency vehicle access route to excavation area kept clear and unobstructed at all times | Access route inspection checklist | Site Supervisor | Daily |
| 22 | Emergency Response | Designated first responder trained in gas leak/electrical strike specific emergency actions | First responder training certificate | HSE Manager | Prior to excavation works |
| 23 | Emergency Response | Post-incident investigation procedure defines timeline for root cause analysis following any utility strike | Investigation procedure document with defined timelines | HSE Manager | Prior to excavation works |
| 24 | Documentation & Records | Photographic evidence of exposed utilities retained in project record prior to backfilling | Photographic record archive linked to excavation permit number | Site Engineer | Prior to backfilling |
| 25 | Documentation & Records | Utility clash resolution register maintained tracking design changes arising from field-exposed utilities | Clash resolution register with close-out status | Design Coordinator | Ongoing / Monthly review |
| 26 | Documentation & Records | Subcontractor excavation activities cross-verified against master utility strike prevention log | Master log with subcontractor entries reconciled | HSE Manager | Weekly |
| 27 | Training & Competency | New site personnel receive utility strike awareness induction before working near excavation zones | Induction training record with utility awareness module | HSE Officer | Prior to site access |
| 28 | Training & Competency | Banksman/spotter competency for utility-sensitive excavation verified through practical assessment | Practical assessment record | HSE Manager | Prior to assignment |
| 29 | Training & Competency | Toolbox talk topics on utility strike prevention rotated to cover different utility types across the project duration | Toolbox talk topic schedule and attendance records | Site Supervisor | Weekly |
| 30 | Utility Coordination | Utility diversion works coordinated with authority-approved contractor and inspected prior to backfill acceptance | Authority inspection sign-off for diverted utility | Project Engineer | Upon utility diversion completion |
| 31 | Utility Coordination | Temporary utility support (electrical cable ducting, water pipe cradling) inspected weekly for integrity during prolonged exposure | Weekly temporary support inspection checklist | Site Engineer | Weekly |
| 32 | Utility Coordination | Third-party utility works within site boundary coordinated through a single point of contact to avoid duplicate excavation | Coordination meeting minutes with single point of contact confirmed | Project Manager | Weekly |
| 33 | Utility Coordination | Utility isolation/permit-to-work obtained from authority before any planned utility diversion or tie-in work | Authority-issued isolation permit | Project Engineer | Prior to diversion/tie-in work |
| 34 | Risk Assessment | Task-specific risk assessment updated when excavation depth or utility proximity changes from original plan | Revised risk assessment with revision date and approval | HSE Manager | Upon scope change |
| 35 | Risk Assessment | High-risk excavation activities (within 1m of high-voltage cable or gas main) subject to additional management approval before start | Senior management approval record for high-risk excavation | Project Manager | Prior to high-risk excavation |
| 36 | Risk Assessment | Ground conditions (made ground, previous excavation records) assessed for likelihood of undocumented services | Ground condition assessment report | Geotechnical Engineer | Prior to excavation |
| 37 | Risk Assessment | Buried structure/utility risk register reviewed and updated at project HSE committee meeting | HSE committee meeting minutes referencing utility risk register | HSE Manager | Monthly |
| 38 | Plant & Equipment | Vacuum excavation unit inspected and certified fit for use prior to deployment near sensitive utilities | Equipment inspection certificate | Plant Supervisor | Prior to deployment |
| 39 | Plant & Equipment | CAT & Genny locator equipment calibration verified against manufacturer schedule | Calibration certificate on file | Utility Survey Engineer | As per calibration schedule |
| 40 | Plant & Equipment | Excavator fitted with proximity alarm/sensor when operating within defined utility exclusion buffer | Proximity alarm functional test record | Plant Supervisor | Daily |
| 41 | Plant & Equipment | Insulated hand tools provided and used for hand excavation near live electrical services | Insulated tool inspection and issue record | Site Supervisor | Prior to hand excavation |
| 42 | Backfill & Reinstatement | Backfill material and compaction method verified as non-damaging to reinstated utility prior to placement | Backfill method compliance checklist | Site Engineer | Prior to backfilling |
| 43 | Backfill & Reinstatement | Reinstated utility line tested/inspected by authority or competent person before final backfill layer placed | Authority/competent person inspection sign-off | Project Engineer | Prior to final backfill |
| 44 | Backfill & Reinstatement | Surface reinstatement (road, footpath) restored to authority specification following utility exposure works | Reinstatement completion certificate | Site Engineer | Upon completion |
| 45 | Backfill & Reinstatement | Settlement monitoring conducted over reinstated excavation areas near critical utilities | Settlement monitoring survey log | Land Surveyor | Monthly post-reinstatement |
| 46 | Communication | Daily excavation activity coordinated with site logistics to prevent conflicting works over marked utility corridors | Daily logistics coordination log | Site Supervisor | Daily |
| 47 | Communication | Utility strike prevention performance discussed at weekly project HSE meeting with corrective actions tracked | Weekly HSE meeting minutes with action tracker | HSE Manager | Weekly |
| 48 | Communication | Sign language/visual cue protocol established for banksman-operator communication in high-noise excavation zones | Communication protocol briefing record | Site Supervisor | Prior to excavation works |
| 49 | Communication | Authority hotline test call performed periodically to confirm emergency contact responsiveness | Test call log with response time recorded | HSE Manager | Quarterly |
| 50 | Audit & Review | Internal audit of utility strike prevention controls conducted across all active excavation fronts | Internal audit report with findings and closure status | HSE Manager | Monthly |
| 51 | Audit & Review | Third-party HSE audit includes specific verification of utility strike prevention compliance | Third-party audit report section on utility controls | HSE Manager | Quarterly |
| 52 | Audit & Review | Corrective actions from utility strike audits tracked to closure with verified evidence before sign-off | Corrective action tracker with closure evidence | HSE Manager | Monthly |
| 53 | Pre-Excavation Planning | Statutory authority utility drawings obtained (DEWA, Etisalat/du, Empower/Tabreed, Salik, sewerage) prior to any excavation | NOC and as-built drawings register with authority stamp on file | Project Engineer | Prior to excavation |
| 54 | Pre-Excavation Planning | Excavation permit/dig permit issued and approved by relevant authority (RTA/DM/Trakhees/DEWA) before breaking ground | Signed dig permit with validity dates displayed at site | HSE Manager | Prior to excavation |
| 55 | Pre-Excavation Planning | Utility clearance/NOC cross-checked against actual site conditions using GPR (ground penetrating radar) survey | GPR survey report with utility overlay markups | Utility Survey Engineer | Prior to excavation |
| 56 | Pre-Excavation Planning | Cable/pipe locator (CAT & Genny) scan conducted and results marked on ground prior to mechanical excavation | Locator scan log with photographs of marked routes | Site Supervisor | Prior to each excavation |
| 57 | Pre-Excavation Planning | Excavation method statement includes utility strike emergency response procedure and authority emergency contacts | Approved method statement with attached authority hotline list | HSE Manager | Prior to excavation |
| 58 | Pre-Excavation Planning | Toolbox talk conducted on buried services risks before start of excavation works | Signed toolbox talk attendance sheet | Site Supervisor | Daily before excavation |
| 59 | Pre-Excavation Planning | Trial pits (hand-dug/vacuum excavation) conducted within 0.5m of marked services before mechanical digging | Trial pit log with depth and location of exposed services recorded | Utility Survey Engineer | Prior to mechanical excavation |
| 60 | Pre-Excavation Planning | Banksman/spotter assigned to supervise excavator operations near identified utility corridors | Banksman appointment letter and daily assignment record | Site Supervisor | Daily during excavation |
| 61 | Excavation Marking | Physical marking (paint, flags, stakes) of underground utility alignment maintained and visible throughout works | Site photographs showing marking condition | Site Supervisor | Daily |
| 62 | Excavation Marking | Colour-coded marker system used consistent with utility type (electrical, water, telecom, gas, sewer) | Marking legend reference sheet posted at site | HSE Officer | Weekly |
| 63 | Excavation Marking | Buried service depth and offset recorded against approved drawings for verification | Survey verification report signed by surveyor | Land Surveyor | Prior to excavation |
| 64 | Excavation Marking | Warning tape/mesh installed above shallow utilities prior to backfilling | Backfill inspection photo showing tape placement | Site Engineer | Prior to backfilling |
| 65 | Overhead Line Precautions | Overhead power line clearance distances verified against DEWA safety clearance table for plant/crane operations | Clearance calculation sheet referencing DEWA regulation | HSE Manager | Prior to lifting operations |
| 66 | Overhead Line Precautions | Goal posts/height restriction barriers erected under overhead lines where plant movement is required | Barrier installation photo and inspection record | Site Supervisor | Prior to works commencement |
| 67 | Overhead Line Precautions | DEWA line de-energisation or diversion request submitted where required clearance cannot be maintained | Approved DEWA outage/diversion confirmation letter | Project Manager | Prior to works near live lines |
| 68 | Overhead Line Precautions | Crane and boom equipment operators briefed on overhead line locations and minimum approach distances | Signed briefing record with site plan attached | Crane Operator/Supervisor | Prior to each lift |
| 69 | Overhead Line Precautions | Non-conductive tag lines used when working plant/equipment near overhead electrical services | Equipment inspection checklist noting tag line provision | Rigger/Lifting Supervisor | Prior to each lift |
| 70 | Mechanical Excavation Controls | Mechanical excavation restricted to areas outside utility exclusion zone unless authorised by permit | Permit-to-dig with defined exclusion zone map | HSE Manager | Each excavation activity |
| 71 | Mechanical Excavation Controls | Excavator bucket teeth condition and edge type verified suitable for proximity digging near services | Daily plant inspection checklist | Plant Operator | Daily |
| 72 | Mechanical Excavation Controls | Hand digging/vacuum excavation mandated within safety zone (typically 0.5m-1m) of confirmed utility location | Method statement compliance record | Site Supervisor | Each excavation near utility |
| 73 | Mechanical Excavation Controls | Excavation depth monitored and compared to recorded utility depth to prevent inadvertent strike | Excavation depth log with utility depth cross-reference | Site Engineer | Continuous during excavation |
| 74 | Mechanical Excavation Controls | Stop-work authority exercised immediately upon unexpected discovery of unmarked service | Incident/near-miss report with photographs | Site Supervisor | As required |
| 75 | Emergency Response | Utility strike emergency response plan displayed at site office and excavation work front | Displayed emergency response poster with authority contact numbers | HSE Officer | Continuous |
| 76 | Emergency Response | Emergency shut-off/isolation procedure rehearsed for gas, water or electrical strike scenarios | Emergency drill record for utility strike scenario | HSE Manager | Semi-annually |
| 77 | Emergency Response | Utility strike incident reporting protocol includes immediate notification to DEWA/Etisalat/authority within stipulated timeframe | Incident notification log with timestamps | HSE Manager | As required |
| 78 | Emergency Response | First aid and firefighting equipment available at excavation work front for gas/electrical strike response | Equipment inspection checklist at excavation site | Site Supervisor | Daily |
| 79 | Emergency Response | Area isolation and evacuation procedure established for utility strike involving hazardous release | Evacuation plan with assembly point designated near excavation | HSE Manager | Prior to excavation |
| 80 | Documentation & Records | As-built utility records updated and submitted to authority following exposure/relocation of services | Updated as-built drawing submission acknowledgement | Project Engineer | Upon utility exposure |
| 81 | Documentation & Records | Utility strike near-miss and incident register maintained and reviewed for trend analysis | Near-miss register with monthly review minutes | HSE Manager | Monthly |
| 82 | Documentation & Records | Excavation permit closed out with as-executed verification of backfill and reinstatement | Closed permit with reinstatement inspection sign-off | Site Engineer | Upon completion |
| 83 | Documentation & Records | Competency certificates for GPR/CAT scan operators verified and kept current | Valid competency/training certificates on file | HSE Manager | Annually / upon renewal |
| 84 | Documentation & Records | Lessons learned from utility strike incidents communicated across project sites | Lessons learned bulletin distribution record | HSE Manager | Following each incident |
| 85 | Training & Competency | Excavation supervisors trained on authority-specific dig permit requirements (RTA, DM, Trakhees, DEWA) | Training attendance record and certificate | Training Coordinator | Prior to assignment |
| 86 | Training & Competency | Plant operators certified for excavator operation with utility awareness module included | Operator competency certificate | HSE Manager | Prior to deployment |
| 87 | Training & Competency | Refresher training conducted following any utility strike incident on site or within the organisation | Refresher training record | HSE Manager | Post-incident |
Each checkpoint records Status (Yes / No / N/A), Comments, Corrective Action and Sign-off. Switch to Complete in-app to fill it here, or download the blank version to complete on site.
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